风险管理体系

Risk Management System

合规与风险管理委员会负责风险政策、组织和风险管理(包括风险管理流程、权限、风控指标、违规处罚等)。

The compliance risk management committee is in charge of risk policy and organization risk management (including compliance risk management procedure, permission setting, risk indicator, penalty, etc).

投资决策委员会负责组合风险管理(包括制定风险管理政策,设定风险限额,风险指标体系,风险模型管控等)。

Investment committee is in charge of portfolio risk management (including risk management policies, risk limit, risk indicator system, manage risk control model, etc).

业务部门具体负责各项具体业务的风险控制(包括部门制度、流程,量化控制,风险预警,风险防范等)。

Departments of business are in charge of business control (including work flow, quantitative control, risk warning, risk prevention, etc).

法律合规部负责合规控制(包括合规和风险检查,流程和权限审查,契约遵章检查等)。

The legal and compliance department is in charge of compliance control (including compliance risk check, inspection of process & permission, etc)

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